Driving sustainability in financial markets
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1) Analysis of Bank Holding Company Disclosures, May 8, 2017, Comments to the Securities and Exchange Commission that address a key issue in the Commission’s 30-year old Industry Guide 3, Statistical Disclosure by Bank Holding Companies as well as in the Financial Stability Board’s Thematic Review of Corporate Governance, dated April 28, 2017.
2) Articles on the Harvard Law School Forum on Corporate Governance and Financial Regulation
2a) Federal Banks’ Permitted Concealment of Material Information and Systemic Risk, May 25, 2017
2b) Déjà Vu: Model Risks in the Financial Choice Act,
June 25, 2017
2c) Information Asymmetries Conceal Fraud and Systemic Risks in the U.S. Banking Industry, August 19, 2017